Capital Markets
We advise on:
- the issuing of debt and equity securities, including: drafting all necessary documentation; assistance with establishing collateral (for bond issues); representing clients in proceedings before the Polish Financial Supervision Authority (KNF), the National Depository for Securities (KDPW S.A.), and the Warsaw Stock Exchange (GPW),
- the activities of investment firms, including: obtaining permits to carry out regulated activities, and extending the scope of permits already held; all issues relating to brokerage activity, and providing compliance assistance,
- all activities of investment funds and investment fund companies,
- disclosure requirements, including: due diligence review of disclosure requirements, workshops for issuers; asset securitisation, including transactions involving securitisation funds.
Our competitive advantage:
- comprehensive legal services for issuers, investment firms, investment funds, and other financial institutions with regard to the issuing of financial instruments,
- experience in advising on public trading regulations and other regulations applicable to capital markets, including those concerning operations and activities of investment firms;
- full range of advice on both public and private issues of bonds and mortgage covered bonds,
- versatility that enables us to successfully provide IPO-related services and prepare a company for its entry on the stock market.
Practice managers
Team
News
Litigation & Dispute Resolution
19.12.2024
Signing agreements with the winners of the 2nd edition of the WKB scholarship program
Mergers & Acquisitions
04.12.2024
WKB Lawyers supported Lisner Holding in acquiring 100% of shares in Greenwich Investments, a company controlling the Graal Group
Mergers & Acquisitions
25.09.2024
WKB Lawyers advised on the sale of FixMap to Arcus Infrastructure
Recommendations
They think out of the box and pay attention to details, not losing the general objective from their sight.
The Legal 500 EMEA 2024 | Capital markets
Very efficient team with great knowledge of the market.
The Legal 500 EMEA 2023 | Capital markets
We want to recommend their work as they provide excellent value-for money advice. They are knowledgeable, committed and always deliver on time.
The Legal 500 EMEA 2022 | Capital markets

Selected experiences
Some of our recent clients include:
- mLeasing
- BNP Paribas Group companies
- leading Polish TFI
- PKO Bank Polski group
- a portfolio fund’s manager
- ENEA Trading
- EDF Group
- Oaktree Capital Management
- Unicredit Bank AG – London Branch